|
|
|
|
B/O
|
Beneficial Owner (10% or more)
|
|
CB
|
Chairman
|
|
CCO
|
Chief Compliance Officer
|
|
CEO
|
Chief Executive Officer
|
|
CFO
|
Chief Fincl Officer
|
|
CIO
|
Chief Investment Officer
|
|
COO
|
Chief Operating Officer
|
|
CTO
|
Chief Technical Officer
|
|
COCB
|
Co Chairman
|
|
CO CEO
|
Co Chief Executive Officer
|
|
CT
|
Controller
|
|
DIR
|
Director
|
|
EMP
|
Employee
|
|
EX DIR
|
Executive Director
|
|
EX OFF
|
Executive Officer
|
|
EX VP
|
Executive Vice President
|
|
MGR
|
Manager
|
|
MBR
|
Member
|
|
OFF
|
Officer
|
|
PART
|
Partner
|
|
PR
|
President
|
|
P
|
Private or Shareholder
|
|
SEC
|
Secretary
|
|
SEC/TR
|
Secretary/Treasurer
|
|
SR OFF
|
Senior Officer
|
|
SR VP
|
Senior Vice President
|
|
SREXVP
|
Sr Executive Vice President
|
|
TR
|
Treasurer
|
|
TR OFF
|
Trust Officer
|
|
TTEE
|
Trustee
|
|
VCB
|
Vice Chairman
|
|
VP
|
Vice President
|
|
AT B/O
|
Assistant Beneficial Owner (10% or
more)
|
|
AT CB
|
Assistant Chairman
|
|
AT CCO
|
Assistant Chief Compliance Officer
|
|
AT CEO
|
Assistant Chief Executive Officer
|
|
AT CFO
|
Assistant Chief Fincl Officer
|
|
AT CIO
|
Assistant Chief Investment Officer
|
|
AT COO
|
Assistant Chief Operating Officer
|
|
AT CTO
|
Assistant Chief Technical Officer
|
|
AT COCB
|
Assistant Co Chairman
|
|
AT CO CEO
|
Assistant Co Chief Executive
Officer
|
|
AT CT
|
Assistant Controller
|
|
AT DIR
|
Assistant Director
|
|
AT EMP
|
Assistant Employee
|
|
AT EX DIR
|
Assistant Executive Director
|
|
AT EX OFF
|
Assistant Executive Officer
|
|
AT EX VP
|
Assistant Executive Vice President
|
|
AT MGR
|
Assistant Manager
|
|
AT MBR
|
Assistant Member
|
|
AT OFF
|
Assistant Officer
|
|
AT PART
|
Assistant Partner
|
|
AT PR
|
Assistant President
|
|
AT P
|
Assistant Private or Shareholder
|
|
AT SEC
|
Assistant Secretary
|
|
AT SEC/TR
|
Assistant Secretary/Treasurer
|
|
AT SR OFF
|
Assistant Senior Officer
|
|
AT SR VP
|
Assistant Senior Vice President
|
|
AT SREXVP
|
Assistant Sr Executive Vice
President
|
|
AT TR
|
Assistant Treasurer
|
|
AT TR OFF
|
Assistant Trust Officer
|
|
AT TTEE
|
Assistant Trustee
|
|
AT VCB
|
Assistant Vice Chairman
|
|
AT VP
|
Assistant Vice President
|
|
X B/O
|
Former Beneficial Owner (10% or
more)
|
|
X CB
|
Former Chairman
|
|
X CCO
|
Former Chief Compliance Officer
|
|
X CEO
|
Former Chief Executive Officer
|
|
X CFO
|
Former Chief Fincl Officer
|
|
X CIO
|
Former Chief Investment Officer
|
|
X COO
|
Former Chief Operating Officer
|
|
X CTO
|
Former Chief Technical Officer
|
|
X COCB
|
Former Co Chairman
|
|
X CO CEO
|
Former Co Chief Executive Officer
|
|
X CT
|
Former Controller
|
|
X DIR
|
Former Director
|
|
X EMP
|
Former Employee
|
|
X EX DIR
|
Former Executive Director
|
|
X EX OFF
|
Former Executive Officer
|
|
X EX VP
|
Former Executive Vice President
|
|
X MGR
|
Former Manager
|
|
X MBR
|
Former Member
|
|
X OFF
|
Former Officer
|
|
X PART
|
Former Partner
|
|
X PR
|
Former President
|
|
X P
|
Former Private or Shareholder
|
|
X SEC
|
Former Secretary
|
|
X SEC/TR
|
Former Secretary/Treasurer
|
|
X SR OFF
|
Former Senior Officer
|
|
X SR VP
|
Former Senior Vice President
|
|
X SREXVP
|
Former Sr Executive Vice President
|
|
X TR
|
Former Treasurer
|
|
X TR OFF
|
Former Trust Officer
|
|
X TTEE
|
Former Trustee
|
|
X VCB
|
Former Vice Chairman
|
|
X VP
|
Former Vice President
|
|
X AT B/O
|
Former Assistant Beneficial Owner
(10% or more)
|
|
X AT CB
|
Former Assistant Chairman
|
|
X AT CCO
|
Former Assistant Chief Compliance
Officer
|
|
X AT CEO
|
Former Assistant Chief Executive
Officer
|
|
X AT CFO
|
Former Assistant Chief Fincl
Officer
|
|
X AT CIO
|
Former Assistant Chief Investment
Officer
|
|
X AT COO
|
Former Assistant Chief Operating
Officer
|
|
X AT CTO
|
Former Assistant Chief Technical
Officer
|
|
X AT COCB
|
Former Assistant Co Chairman
|
|
X AT CO CEO
|
Former Assistant Co Chief Executive
Officer
|
|
X AT CT
|
Former Assistant Controller
|
|
X AT DIR
|
Former Assistant Director
|
|
X AT EMP
|
Former Assistant Employee
|
|
X AT EX DIR
|
Former Assistant Executive Director
|
|
X AT EX OFF
|
Former Assistant Executive Officer
|
|
X AT EX VP
|
Former Assistant Executive Vice
President
|
|
X AT MGR
|
Former Assistant Manager
|
|
X AT MBR
|
Former Assistant Member
|
|
X AT OFF
|
Former Assistant Officer
|
|
X AT PART
|
Former Assistant Partner
|
|
X AT PR
|
Former Assistant President
|
|
X AT P
|
Former Assistant Private or
Shareholder
|
|
X AT SEC
|
Former Assistant Secretary
|
|
X AT SEC/TR
|
Former Assistant
Secretary/Treasurer
|
|
X AT SR OFF
|
Former Assistant Senior Officer
|
|
X AT SR VP
|
Former Assistant Senior Vice
President
|
|
X AT SREXVP
|
Former Assistant Sr Executive Vice
President
|
|
X AT TR
|
Former Assistant Treasurer
|
|
X AT TR OFF
|
Former Assistant Trust Officer
|
|
X AT TTEE
|
Former Assistant Trustee
|
|
X AT VCB
|
Former Assistant Vice Chairman
|
|
X AT VP
|
Former Assistant Vice President
|
|
CBE
|
Chairman Emeritus
|
|
CAO
|
Chief Accounting Officer
|
|
CO TTEE
|
Co Trustee
|
|
CO MGNG GEN PART
|
Co Managing General Partner
|
|
CMPL OFF
|
Compliance Officer
|
|
CMPL MGR
|
Compliance Manager
|
|
CORP SEC
|
Corporate Secretary
|
|
AUTH SGN
|
Authorized Signatory
|
|
SR MGNG MBR
|
Senior Managing Member
|
|
LG REP
|
Legal Representative
|
|
VTG MBR
|
Voting Member
|
|
VTG TTEE
|
Voting Trustee
|
|
1st VP
|
First Vice President
|
|
GEN CNSL
|
General Counsel
|
|
GEN MGR
|
General Manager
|
|
GEN PART
|
General Partner
|
|
GRP LG SRV DIR
|
Group Legal Service Director
|
|
PLN CMTEE MBR
|
Plan Committee Member
|
|
MGMT CMTEE
|
Management Committee
|
|
MGNG DIR
|
Managing Director
|
|
MGNG MBR
|
Managing Member
|
|
MGNG PART
|
Managing Partner
|
|
MGNG PRNCL
|
Managing Principal
|
|
OP MGR
|
Operations Manager
|
|
PRNCL
|
Principal
|
|
AGNT
|
Agent
|
|
ATTY-FT
|
Attorney-in-fact
|
|
ATTY
|
Attorney
|
|
CINF
|
Chief Information Officer
|
|
OFF SUB
|
Officer of Subsidiary
|
|
OFF DIV
|
Officer of Division
|
|
X
|
Former as a prefix to any of the
above codes
|
|
AT
|
Assistant as a prefix to any of the
above codes
|
