Institutional Portfolio

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Address BANTA ASSET MANAGEMENT LP 517 30TH STREET NEWPORT BEACH, CA 92663 949-673-9944   Position Statistics Report Date: 3/31/2013 Total Positions: 38 New Positions: 8 Increased Positions: 24 Decreased Positions: 10 Positions With Activity: 34 Sold Out Positions: 7 Total Market Value (in $ millions): 35

Sector Weighting Percent Financial 33.1% Technology 14.9% Unknown 13.9% Healthcare 8.1% Consumer/Non-Cyclical 7.9% Basic Materials 7.3% Energy 6% Capital Goods 5.5% Services 3.3% Transportation 0%

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Company	Class	Value of Shares ($1000)	Change in Value ($1000)	% Change in Value	Shares Held
ISHARES TR	US PFD STK IDX	$7,401	$624	9.21%	181,621
PITNEY BOWES INC	NT 43	$1,682	$1,682	New	65,000
CONOCOPHILLIPS	COM	$1,680	$47	2.88%	26,750
ABBVIE INC	COM	$1,649	$1,649	New	35,395
LOCKHEED MARTIN CORP	COM	$1,620	$1,620	New	15,240
ZIONS CAP TR B	CAP SECS 8%	$1,589	$136	9.33%	62,700
INTEL CORP	COM	$1,442	($514)	(26.28%)	59,960
LORILLARD INC	COM	$1,406	$67	5.03%	32,280
CLIFFS NAT RES INC	COM	$1,359	$1,359	New	65,920
FIRST PACTRUST BANCORP ...	SR NT7.5%20	$1,343	$1,343	New	51,750
QUALCOMM INC	COM	$1,307	($1)	(0.07%)	20,445
BANK OF AMERICA CORPORA...	PFD 1/1200SER8	$1,262	$92	7.89%	50,460
FIRST PACTRUST BANCORP ...	COM	$1,249	$2	0.20%	94,625
CLIFFS NAT RES INC	DEP1/40TH PFD A	$1,219	$1,219	New	58,875
COVIDIEN PLC	SHS	$1,204	$4	0.37%	18,469
WESTERN UN CO	COM	$1,183	$15	1.30%	71,850
CORTS TR II GOLDMAN SAC...	TR CTF A 6% 34	$823	$25	3.17%	32,550
CITIGROUP CAPITAL VII	TRUPS 7.125%	$805	$58	7.79%	31,825
PROCTER & GAMBLE CO	COM	$748	$0	0.00%	9,501
APPLE INC	COM	$483	$8	1.77%	1,092

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